Changing Asset Manager Research Procurement Regulations: A US Primer

Changing Asset Manager Research Procurement Regulations: A US Primer

Frost Consulting consider the implications of MiFID from a US perspective.

Regulation is increasingly global; in the post-2008 environment, the primary transmission mechanism for regulatory “creep” is not local regulators themselves, but the irresistible harmonization of operations and compliance procedures at global asset managers.

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