Actionable intelligence for Compliance

The Singletrack Edge platform and best practice methodology enables firms to implement fully compliant processes and comply with emerging regulations around corporate access and use of dealing commissions.

sell-side compliance

Comprehensive records of client interactions

All related information can be consolidated in one place in a readily searchable format

 

Keep track of services provided

Facilities to track, quantify, analyse and report on the full range of services provided to the buy-side

broker compliance

Full Chinese Walls

All data can be segregated and protected. Full management of deal insider workflows with history tracking and time stamping

 

Complete transparency of service consumption to meet emerging regulations

Accurately and consistently measure and value all forms of research consumption and corporate access

 

Stuart Berwick discusses MiFID II